Pennington Wealth Management, founded by Darrell Pennington in 1996, is a respected name in the wealth advising industry, recognized by Forbes, Barron's, and other notable financial publications. We're a small but powerful team that thrives on helping people and giving back to the community. Whether in the office or out volunteering, we combine hard work with a passion for what we do. Learn more about our culture and team by visiting penningtonwealth.com.
Job Summary:
Join Pennington Wealth Management, recognized as one of 2023's Best Places to Work for Financial Advisors by InvestmentNews. As a Financial Planning Assistant, you will play a key role in the seamless operations of a fast-paced, client-focused financial planning office. Working as part of an independent Ameriprise Financial franchise, you will support financial advisors and the client service team by managing workflows and assisting in daily business operations. This position requires adherence to high standards of ethics, professionalism, and regulatory compliance.
Key Responsibilities:
Prepare preliminary financial planning recommendations and product solutions for advisor review to be used in client meetings.
Create charts, graphs, tables, and other visual aids to support client presentations and implementation meetings.
Develop product solution recommendations with advisors that align with clients' risk tolerance and time horizons, ensuring the right product deliverables.
Review and update client data and analysis for meetings.
Attend and participate in client meetings as needed, offering insights and support.
Manage and resolve client service issues related to financial planning.
Collaborate with team members in the financial planning department.
Perform additional duties as assigned by financial advisors, staying flexible and proactive.
Use CRM systems to manage client records, track interactions, and initiate and complete tasks efficiently.
Prepare detailed retirement income projections, net worth, and cash flow statement analyses.
Provide account research and special project support, ensuring accuracy and timeliness.
Review and interpret account statements covering multiple product lines.
Partner with the Lead Financial Planning Assistant to oversee and manage the financial planning process for the office, ensuring all steps are completed on time.
Qualifications:
2+ years of relevant experience, ideally within the financial services industry.
Solid understanding of financial services products and planning processes.
Strong work ethic and dedication to supporting clients and achieving team goals.
Ability to manage multiple projects efficiently while maintaining accuracy.
Exceptional organizational and time management skills, with the ability to thrive in a fast-paced, shifting environment.
Strong verbal, written, and analytical skills with attention to detail.
Proficiency in MS Word, Excel, Outlook, and familiarity with financial planning software such as Naviplan or MoneyGuide Pro.
Experience working with high-level professionals in demanding environments.
Positive attitude with a genuine desire for continuous learning and growth.
Education and Certifications:
Bachelor's degree in finance or financial planning preferred, or 2+ years of relevant experience.
Willing and able to pursue securities licenses and registrations in the future, including SIE, Series 7, Series 66, and state insurance licenses.
Our Commitment to You:
Genuine Work/Life Balance:
This is an in-office position, with a requirement to be present at the office for client meetings, team meetings, and daily operations. We offer supportive work environment that promotes a healthy balance between professional responsibilities and personal time.
Collaborative & Positive Team Culture:
Join a close-knit, supportive team of motivated professionals who work together to achieve shared goals and maintain a positive, engaging environment.
Growth & Advancement Opportunities:
Your career development is important to us. As you contribute to the team's success, you'll have opportunities to take on greater responsibility and advance within the firm.
Autonomy and Responsibility:
Enjoy the freedom to manage your role with confidence and independence while being part of a team that supports your decisions and growth.
Professional Development & Learning:
We offer a range of training programs and continuing education opportunities to help you enhance your skills and knowledge, keeping you at the forefront of the financial industry.
Meaningful & Rewarding Work:
At Pennington Wealth Management, your work will have a lasting impact on our clients' lives, helping them achieve financial security and success.
Comprehensive Compensation & Benefits:
Salary Range:
$50,000 to $70,000 per year, based on experience and qualifications.
Retirement & Financial Security:
401(k) Plan:Employer contribution up to 3%
Health & Insurance Benefits:Comprehensive plans with employer contributions towards premiums for both individuals and families for health, dental, and vision insurance.
HSA Contributions:Employer contributions to your Health Savings Account, if on High Deductible Plan
Life Insurance:$50,000 covered by the company.
Generous Paid Time Off:
8 paid holidays and 13+ PTO days annually, with additional PTO days earned based on years of service to unwind and relax. Plus, take advantage of our Volunteer Time Off program, allowing you to give back.
Additional Perks:
Paid parking and mileage reimbursement (if necessary).
Quarterly team volunteering events.
Team trip every other year.
Why Join Us:
At Pennington Wealth Management, you'll be part of a supportive and collaborative team that values dedication, continuous learning, and personal growth. If you're ready to bring your expertise and enthusiasm to a company committed to its clients and community, we'd love to meet you!
At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
This position is with an Ameriprise Financial Franchise owner.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full time
